- IRN
- JXD01680
- Last updated
- 2 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BANK OF CHINA INTERNATIONAL (UK) LIMITED
FRN 182064
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (24 Mar 2014 to 8 Dec 2019)
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- CF30 Customer (21 Oct 2013 to 27 Jan 2014)
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- CF30 Customer (3 Sep 2012 to 24 Jan 2013)
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- CF30 Customer (25 Jun 2012 to 13 Aug 2012)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2011)
- CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (16 Jan 2007 to 10 Aug 2007)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2011)
- CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (28 Jun 2006 to 10 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.