Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BANK OF CHINA INTERNATIONAL (UK) LIMITED
FRN 182064
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 20 Dec 2013)
- CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.