BANK OF CHINA INTERNATIONAL (UK) LIMITED

• Principal Place of Business

  Bank Of China International (UK) Ltd

  1 Lothbury

  London

  City Of London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442036518888

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +442033019970

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Prashant Tiwari

  IRN PXT00143

  • [FCA CF] Client dealing (3 Jan 2020 to 25 Sep 2021)
• Richard David Gill

  IRN RDG01053

  • SMF16 Compliance Oversight (since 17 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2025)
• Richard Mark Anthony Bamber

  IRN RMB01225

  • CF2 Non Executive Director (28 May 2010 to 20 Jun 2011)
• Rubai Gu

  IRN RXG01180

  • CF2 Non Executive Director (1 Dec 2001 to 18 Nov 2004)
• Russell Chweidan

  IRN RXC01243

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 23 Oct 2025)
  • CF3 Chief Executive (10 May 2018 to 8 Dec 2019)
  • CF1 Director (10 May 2018 to 8 Dec 2019)
  • CF30 Customer (15 Jul 2010 to 8 Dec 2019)
• Shan Li

  IRN SXL01295

  • CF2 Non Executive Director (1 May 2002 to 1 Nov 2005)
• Shiu Ki Mak

  IRN SKM01049

  • CF2 Non Executive Director (19 Mar 2007 to 1 Jan 2014)
• Shiu Lim Wong

  IRN SXW00742

  • Director of firm who is not a certification employee or a SMF manager (15 Feb 2023 to 12 Jan 2024)
• Stuart Clay

  IRN SXC01456

  • CF28 Systems and controls (19 Aug 2008 to 1 Feb 2016)
  • CF10 Compliance Oversight (19 Aug 2008 to 1 Feb 2016)
  • CF11 Money Laundering Reporting (19 Aug 2008 to 1 Feb 2016)
  • CF29 Significant management (1 Nov 2007 to 1 Feb 2016)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
• Su Ning Geng

  IRN SNG01010

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (23 Feb 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.