Stuart Clay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANK OF CHINA INTERNATIONAL (UK) LIMITED (no longer approved here)

    FRN 182064

    • CF10 Compliance Oversight (19 Aug 2008 to 1 Feb 2016)
    • CF11 Money Laundering Reporting (19 Aug 2008 to 1 Feb 2016)
    • CF28 Systems and controls (19 Aug 2008 to 1 Feb 2016)
    • CF29 Significant management (1 Nov 2007 to 1 Feb 2016)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.