BANK OF CHINA INTERNATIONAL (UK) LIMITED

Date authorised
1 April 2013
Companies House
03237646
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bank Of China International (UK) Ltd
    1 Lothbury
    London
    City Of London
    EC2R 7DB
    UNITED KINGDOM
    Phone
    +442036518888

  • Complaints Contact

    1 Lothbury
    London
    EC2R 7DB
    UNITED KINGDOM
    Phone
    +442033019970

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tak Hing Tai

    IRN THT01005

    • CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2002)
  • Tong Li

    IRN TXL01268

    • SMF9 Chair of the Governing Body (25 Apr 2023 to 17 Jan 2024)
  • Trevor Glen James Cessford

    IRN TGC01011

    • CF29 Significant management (2 Mar 2010 to 20 Jun 2019)
    • CF28 Systems and controls (1 Nov 2007 to 20 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF23 Corporate Finance Adviser (29 Nov 2004 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Wei Chen

    IRN WXC01057

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jun 2002)
    • CF1 Director (1 Dec 2001 to 14 Jun 2002)
  • Wenjian Fang

    IRN WXF01070

    • CF2 Non Executive Director (12 Nov 2012 to 19 Dec 2014)
  • William James Chapman

    IRN WJC01042

    • CF29 Significant management (1 Nov 2007 to 1 May 2018)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Aug 2007 to 31 Oct 2007)
    • CF3 Chief Executive (3 Aug 2007 to 1 May 2018)
    • CF8 Apportionment and Oversight (3 Aug 2007 to 31 Oct 2007)
    • CF1 Director (27 Sep 2004 to 1 May 2018)
    • CF26 Customer Trading (23 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jun 2002 to 31 Oct 2007)
  • William Peter Cooke

    IRN WPC01005

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2018)
  • Xiao Han Han

    IRN XHH01000

    • CF30 Customer (12 Jan 2015 to 4 Mar 2016)
  • YING LU

    IRN YXL01097

    • CF2 Non Executive Director (27 Feb 2013 to 11 Aug 2016)
  • YUI KWONG KENNY HO

    IRN YKH01003

    • CF2 Non Executive Director (12 Sep 2016 to 1 Dec 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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