William James Chapman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BANK OF CHINA INTERNATIONAL (UK) LIMITED (no longer approved here)

    FRN 182064

    • CF30 Customer (1 Nov 2007 to 15 Dec 2018)
    • CF29 Significant management (1 Nov 2007 to 1 May 2018)
    • CF8 Apportionment and Oversight (3 Aug 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (3 Aug 2007 to 31 Oct 2007)
    • CF3 Chief Executive (3 Aug 2007 to 1 May 2018)
    • CF1 Director (27 Sep 2004 to 1 May 2018)
    • CF26 Customer Trading (23 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.