Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Dec 2011 to 16 May 2013)
-
- CF30 Customer (1 Nov 2007 to 30 Jun 2011)
- CF21 Investment Adviser (20 Sep 2005 to 31 Oct 2007)
-
- CF26 Customer Trading (9 Feb 2005 to 25 Feb 2005)
- CF21 Investment Adviser (7 Sep 2004 to 25 Feb 2005)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 25 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.