Aviva Investors UK Fund Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
80 Fenchurch StreetLondonEC3M 4AEUNITED KINGDOM- Phone
- +4402078096000
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Complaints Contact
Customer RelationsPO Box 10410ChelmsfordEssexCM99 2AYUNITED KINGDOM- Phone
- +4408000512003
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Arranges Investments
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Stockbroking
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Investment Setup
For Commercial, Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Insurance mediation limited to contracts of general insurance for the purposes of, or in connection with, managing an AIF.
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Retail Investment Funds
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Specialist Investment Funds
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Private Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Alastair Ward Richardson
IRN JAR00071
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Dec 2003)
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James Allen Newman
IRN JAN00033
- CF1 Director (1 Apr 2005 to 1 Jun 2005)
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James Anthony Harris
IRN JAH00101
- CF21 Investment Adviser (30 Sep 2002 to 5 Dec 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Sep 2002)
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James Anthony Vokins
IRN JAV01038
- [FCA CF] Manager of certification employee (since 14 Mar 2025)
- [FCA CF] Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Nov 2021)
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James Barnard
IRN JXB11964
- [FCA CF] Significant management (1 Nov 2021 to 21 Mar 2022)
- [FCA CF] Material risk taker (1 Nov 2021 to 21 Mar 2022)
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James Bayliss Bradshaw
IRN JXB00035
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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James Fleming
IRN JXF00002
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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James Iain Glen
IRN JIG01008
- CF10 Compliance Oversight (22 Mar 2006 to 23 Jul 2007)
- CF11 Money Laundering Reporting (1 Apr 2005 to 23 Jul 2007)
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James Kenneth McAlevey
IRN JKM01023
- [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2021)
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James Patrick Taggart
IRN JPT00015
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Commercial Union Financial Services Limited (no longer appointed)
FRN 170965 · Appointed 1 Apr 1988 · Until 4 Nov 2002
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Furness Building Society (no longer appointed)
FRN 159624 · Appointed 1 Apr 1988 · Until 11 Sep 2002
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Commercial Union Mortgage Partnership Limited (no longer appointed)
FRN 176686 · Appointed 7 Mar 1988 · Until 23 Aug 2002
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Portman Financial Services Limited (no longer appointed)
FRN 187640 · Appointed 19 Oct 1987 · Until 14 Jan 2004
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Craig Financial Services (no longer appointed)
FRN 131697 · Appointed 1 Mar 1987 · Until 14 Jan 2004
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Age Concern Hereford & Worcester (no longer appointed)
FRN 185237 · Appointed 1 Oct 1986 · Until 14 Jan 2004
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Hamilton Financial Planning Services Limited (no longer appointed)
FRN 181743 · Appointed 31 Jul 1986 · Until 11 Sep 2002
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Churchills Estate Agents (no longer appointed)
FRN 176723 · Appointed 28 Sep 1985 · Until 14 Jan 2004
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.