Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Aviva Investors UK Fund Services Limited
FRN 119310
- [FCA CF] Manager of certification employee (since 14 Mar 2025)
- [FCA CF] Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (1 Jun 2021 to 30 Nov 2021)
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Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Material risk taker (since 1 Jan 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
- CF26 Customer Trading (13 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.