Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560
  • Complaints Contact

    Emlyn Hughes House
    Abbey Road
    Barrow-in-Furness
    Cumbria
    LA14 5PQ
    UNITED KINGDOM
    Phone
    +4401229824560

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Thomas Ferguson Hunter

    IRN ATH01052

    • SMF14 Senior Independent Director (7 Mar 2016 to 24 Mar 2016)
    • CF2 Non Executive Director (1 Jul 2008 to 6 Mar 2016)
  • Amanda Colnaghi

    IRN AXC01085

    • [FCA CF] Material risk taker (since 20 Mar 2023)
  • Andrea Belle

    IRN AXB04532

    • [FCA CF] Manager of certification employee (since 3 Dec 2024)
  • Andrew John Haigh

    IRN AJH01622

    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 25 Apr 2018)
    • CF2 Non Executive Director (10 Jan 2014 to 6 Mar 2016)
  • Andrew Paul Haywood

    IRN APH01186

    • SMF12 Chair of the Remuneration Committee (since 21 Jul 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 25 Apr 2018)
  • Andrew Turner

    IRN AXT00526

    • [FCA CF] Manager of certification employee (since 6 Mar 2023)
  • Annette Jones

    IRN AXJ48148

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 22 Nov 2022)
  • Anthony Sean Wedlake

    IRN AXW19077

    • SMF24 Chief Operations (23 Jan 2020 to 8 Jan 2024)
  • Avril Casson Willis

    IRN ACW01079

    • CF2 Non Executive Director (1 Dec 2001 to 19 Apr 2011)
  • Brian Greenwood

    IRN BXG01097

    • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Jan 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.