James Allen Newman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IG Index Limited (no longer approved here)

    FRN 114059

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Jan 2021)
    • CF2 Non Executive Director (5 Sep 2013 to 8 Dec 2019)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Jan 2021)
    • CF2 Non Executive Director (5 Sep 2013 to 8 Dec 2019)
  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • CF2 Non Executive Director (27 Feb 2014 to 30 Jun 2015)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (10 Jan 2014 to 16 Oct 2014)
    • CF29 Significant management (5 Apr 2013 to 23 Apr 2015)
    • CF2 Non Executive Director (11 May 2011 to 28 Mar 2013)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • CF29 Significant management (5 Apr 2013 to 23 Apr 2015)
    • CF2 Non Executive Director (11 May 2011 to 28 Mar 2013)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF1 Director (11 Apr 2007 to 1 May 2008)
    • CF19 Significant Mgt (Financial Resources) (22 Jun 2006 to 11 Apr 2007)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF1 Director (30 Aug 2006 to 1 May 2008)
    • CF19 Significant Mgt (Financial Resources) (22 Jun 2006 to 30 Apr 2007)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF1 Director (30 Aug 2006 to 1 May 2008)
    • CF19 Significant Mgt (Financial Resources) (22 Jun 2006 to 30 Apr 2007)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF1 Director (1 Apr 2005 to 1 Jun 2005)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF2 Non Executive Director (27 Jan 2004 to 27 Jun 2005)
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Recent activity

Updates to this individual's record on the FCA register.

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