James Kenneth McAlevey

• AXA INVESTMENT MANAGERS UK LIMITED

  FRN 119368

  • [FCA CF] Client dealing (since 1 Jan 2026)
  • [FCA CF] Material risk taker (since 1 Jan 2026)
  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
• BNP Paribas Asset Management UK Limited (no longer approved here)

  FRN 170064

  • [FCA CF] Material risk taker (15 Nov 2021 to 22 Jan 2026)
  • [FCA CF] Client dealing (15 Nov 2021 to 22 Jan 2026)
  • [FCA CF] Manager of certification employee (15 Nov 2021 to 22 Jan 2026)
• Aviva Investors Global Services Limited (no longer approved here)

  FRN 119178

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Mar 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2021)
  • CF30 Customer (6 Jul 2016 to 8 Dec 2019)
• Aviva Investors UK Fund Services Limited (no longer approved here)

  FRN 119310

  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Mar 2021)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • CF30 Customer (17 Oct 2012 to 15 Dec 2015)
• Barclays Capital Securities Limited (no longer approved here)

  FRN 124431

  • CF30 Customer (8 Sep 2008 to 9 Feb 2011)
• HSBC Global Asset Management (UK) Limited (no longer approved here)

  FRN 122335

  • CF27 Investment Management (1 Dec 2001 to 5 Oct 2004)

No changes recorded yet.