James Anthony Harris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finance Advice Group Ltd (no longer approved here)

    FRN 624517

    • Appointed representative dealing with clients for which they require qualification (24 Jul 2020 to 6 Sep 2024)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (6 May 2003 to 11 Mar 2004)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • CF21 Investment Adviser (30 Sep 2002 to 5 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Sep 2002)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (30 Sep 2002 to 30 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Sep 2002)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • CF21 Investment Adviser (30 Sep 2002 to 30 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Sep 2002)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF21 Investment Adviser (21 Sep 2002 to 16 Apr 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.