Ashwood Law Wealth Management Ltd

This firm operates as an appointed representative of QUILTER FINANCIAL SERVICES LIMITED and Quilter Mortgage Planning Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Iain David Michael Cornfield
IRN IDC00003
- (30)Employed By (24 Jul 2012 to 23 Dec 2013)
Ian David King
IRN IDK01013
- (29)Employed By (20 Jun 2013 to 2 Jan 2015)
Jason Robert Samuels
IRN JRS01278
- (15)Employed By (18 Sep 2017 to 24 Jul 2019)
Jonathan Thorpe
IRN JXT00001
- (20)Employed By (11 Apr 2019 to 24 Oct 2019)
Jordan Elcock
IRN JXW00209
- (12)Employed By (since 25 May 2021)
Kerry Barnett
IRN KLA01016
- (23)Employed By (24 Jun 2013 to 23 Dec 2015)
Kevin Quinn
IRN KCQ01000
- (14)Employed By (23 Nov 2016 to 10 Feb 2021)
Kompal Khurana Malvi
IRN KKM01018
- (6)Employed By (15 Nov 2017 to 4 Jan 2019)
Liam Chambers
IRN LXC00243
- (19)Employed By (10 Jun 2021 to 23 May 2022)
Lucy Victoria Field-Richards
IRN LXF00133
- (25)Employed By (29 Dec 2021 to 18 Jul 2023)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.