Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Feb 2023)
    • CF30 Customer (since 25 May 2021)
    • (12)Employed By (since 25 May 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (16 Sep 2020 to 17 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (12)Employed By at Ashwood Law Wealth Management Ltd