Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (25 Oct 2022 to 6 Dec 2024)
- [FCA CF] Client dealing (25 Oct 2022 to 6 Dec 2024)
-
- [FCA CF] Client dealing (14 Feb 2020 to 14 Jun 2022)
- Appointed representative dealing with clients for which they require qualification (14 Feb 2020 to 14 Jun 2022)
- CF30 Customer (13 Feb 2020 to 14 Jun 2022)
-
- Employed By (12 Apr 2019 to 24 Oct 2019)
-
- CF30 Customer (11 Apr 2019 to 24 Oct 2019)
-
- (20)Employed By (11 Apr 2019 to 24 Oct 2019)
-
- CF30 Customer (16 Dec 2016 to 29 Jan 2019)
-
- CF30 Customer (29 Jul 2011 to 9 Nov 2016)
-
- CF30 Customer (4 Jan 2010 to 1 Jul 2011)
-
- Employed By (4 Jan 2010 to 1 Jul 2011)
-
- CF21 Investment Adviser (17 Jan 2005 to 24 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
-
controlled function added: (20)Employed By at Ashwood Law Wealth Management Ltd