Jonathan Thorpe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hanley Financial Services Limited (no longer approved here)
FRN 211538
- (14)Employed By (17 Jan 2005 to 24 Oct 2006)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (29 Oct 2002 to 3 Dec 2004)
- CF22 Investment Adviser (Trainee) (14 May 2002 to 29 Oct 2002)
SDB Strategic Planners Limited (no longer approved here)
FRN 116337
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)

Updates to this individual's record on the FCA register.

22 hours ago
controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
22 hours ago
controlled function added: (20)Employed By at Ashwood Law Wealth Management Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.