Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 28 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 28 Oct 2021)
  • Lyncombe Consultants Limited (no longer approved here)

    FRN 618025

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 24 Nov 2021)
    • [FCA CF] Client dealing (25 Nov 2020 to 24 Nov 2021)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (11 Jun 2014 to 23 Dec 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (24 Jun 2013 to 23 Dec 2015)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (23)Employed By (24 Jun 2013 to 23 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (23)Employed By at Ashwood Law Wealth Management Ltd