Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
True Potential Wealth Management LLP
FRN 529810
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 28 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 28 Oct 2021)
-
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 24 Nov 2021)
- [FCA CF] Client dealing (25 Nov 2020 to 24 Nov 2021)
-
- Employed By (11 Jun 2014 to 23 Dec 2015)
-
- CF30 Customer (24 Jun 2013 to 23 Dec 2015)
-
- (23)Employed By (24 Jun 2013 to 23 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
-
controlled function added: (23)Employed By at Ashwood Law Wealth Management Ltd