Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 11 Feb 2021)
- [FCA CF] Client dealing (since 11 Feb 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2021)
- CF30 Customer (23 Nov 2016 to 10 Feb 2021)
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- Employed By (24 Nov 2016 to 10 Feb 2021)
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- (14)Employed By (23 Nov 2016 to 10 Feb 2021)
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- CF30 Customer (9 Apr 2011 to 27 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (14)Employed By at Ashwood Law Wealth Management Ltd