Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 11 Feb 2021)
    • [FCA CF] Client dealing (since 11 Feb 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2021)
    • CF30 Customer (23 Nov 2016 to 10 Feb 2021)
  • Ashwood Law Professional Link (JVC1) Limited (no longer approved here)

    FRN 223794

    • Employed By (24 Nov 2016 to 10 Feb 2021)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (14)Employed By (23 Nov 2016 to 10 Feb 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (9 Apr 2011 to 27 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (14)Employed By at Ashwood Law Wealth Management Ltd