Lucy Victoria Field-Richards

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harold Wilson Financial Services Limited

    FRN 121023

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (21 Jan 2022 to 18 Jul 2023)
    • CF30 Customer (29 Dec 2021 to 18 Jul 2023)
  • Ashwood Law Wealth Management Ltd (no longer approved here)

    FRN 538265

    • (25)Employed By (29 Dec 2021 to 18 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ashwood Law Wealth Management Ltd

  2. controlled function added: (25)Employed By at Ashwood Law Wealth Management Ltd