Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lighthouse Advisory Services Limited
FRN 195199
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 20 Jan 2014)
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Lighthouse Financial Advice Limited
FRN 225502
- (7)Employed By (since 20 Jan 2014)
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- Employed By (5 Oct 2012 to 23 Dec 2013)
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- CF30 Customer (24 Jul 2012 to 23 Dec 2013)
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- (30)Employed By (24 Jul 2012 to 23 Dec 2013)
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- CF30 Customer (1 Nov 2007 to 5 Dec 2009)
- CF21 Investment Adviser (21 Dec 2004 to 31 Oct 2007)
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- (7)Employed By (23 Aug 2004 to 2 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ashwood Law Wealth Management Ltd
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controlled function added: (30)Employed By at Ashwood Law Wealth Management Ltd