Argentis Financial Planning Ltd

• Principal Place of Business

  5 Lancer House

  Westside View

  Waterlooville

  Hampshire

  PO7 7SE

  UNITED KINGDOM

  Phone

  +442392231448

  Web

  https://www.argentis.co.uk

• Complaints Contact

  5 Lancer House

  Westside View

  Waterlooville

  Hampshire

  PO7 7SE

  UNITED KINGDOM

  Phone

  +442392231448

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Pine

  IRN IXP01073

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Ian Rodney Head

  IRN IRH01026

  • CF10 Compliance Oversight (4 Nov 2014 to 14 Aug 2018)
  • CF1 Director (4 Nov 2014 to 14 Aug 2018)
  • Responsible for Insurance Mediation (4 Nov 2014 to 14 Aug 2018)
  • CF30 Customer (4 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Nov 2014 to 14 Aug 2018)
• James Paul Latchford

  IRN JPL01139

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2023)
  • [FCA CF] Client dealing (since 16 Nov 2023)
• Jane Gleeson

  IRN JXG01027

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2026)
  • [FCA CF] Client dealing (since 24 Apr 2026)
• Jared Kyle Brooks

  IRN JKB01112

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Client dealing (since 11 Jun 2024)
  • [FCA CF] Functions requiring qualifications (since 11 Jun 2024)
• Jocelyn Mary Morgan

  IRN JMM01426

  • SMF3 Executive Director (9 Dec 2019 to 25 Jan 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Jan 2023)
  • CF10 Compliance Oversight (31 Aug 2018 to 4 Apr 2019)
  • CF1 Director (31 Aug 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (31 Aug 2018 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (31 Aug 2018 to 4 Apr 2019)
• John David White

  IRN JDW01100

  • SMF3 Executive Director (19 Nov 2021 to 17 Jun 2024)
  • Responsible for Insurance Distribution (19 Nov 2021 to 17 Jun 2024)
• Jonathan David Allen

  IRN JDA01061

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 22 Sep 2023)
  • [FCA CF] Client dealing (since 22 Sep 2023)
• Joseph Peter Sears

  IRN JPS01283

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
  • [FCA CF] Client dealing (since 15 Aug 2023)
• Justin Antony Hillier

  IRN JAH00034

  • [FCA CF] Client dealing (16 May 2024 to 24 Feb 2025)
  • [FCA CF] Functions requiring qualifications (16 May 2024 to 24 Feb 2025)

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