Ian Pine

• Argentis Wealth Management Ltd

  FRN 419331

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 May 2024)
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
• Argentis Financial Planning Ltd

  FRN 624277

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Gallagher Risk & Reward Limited (no longer approved here)

  FRN 184711

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Dec 2020)
  • CF30 Customer (18 Apr 2016 to 8 Dec 2019)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (27 Aug 2009 to 27 Oct 2009)
• QUILTER WEALTH LIMITED (no longer approved here)

  FRN 217742

  • CF30 Customer (12 Dec 2008 to 13 Mar 2009)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (1 Nov 2007 to 28 Nov 2008)
  • CF22 Investment Adviser (Trainee) (20 Jul 2006 to 31 Oct 2007)
• Westfield Financial Solutions Limited (no longer approved here)

  FRN 451318

  • Employed By (20 Jul 2006 to 28 Nov 2008)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (7 Apr 2004 to 22 Dec 2004)
  • CF22 Investment Adviser (Trainee) (27 May 2003 to 7 Apr 2004)

No changes recorded yet.