Jocelyn Mary Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • SMF3 Executive Director (9 Dec 2019 to 25 Jan 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Jan 2023)
    • CF11 Money Laundering Reporting (31 Aug 2018 to 4 Apr 2019)
    • Responsible for Insurance Mediation (31 Aug 2018 to 30 Sep 2018)
    • CF1 Director (31 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Aug 2018 to 4 Apr 2019)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • Responsible for Insurance Distribution (24 Dec 2018 to 4 Apr 2019)
    • Responsibility for MCD Intermediation (24 Dec 2018 to 4 Apr 2019)
    • CF11 Money Laundering Reporting (9 May 2018 to 4 Apr 2019)
    • CF10 Compliance Oversight (13 Feb 2018 to 4 Apr 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • Responsible for Insurance Distribution (15 Nov 2018 to 4 Apr 2019)
    • CF11 Money Laundering Reporting (9 May 2018 to 4 Apr 2019)
    • CF10 Compliance Oversight (13 Feb 2018 to 4 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.