Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
- CF30 Customer (9 Jan 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (4 Nov 2014 to 14 Aug 2018)
- CF30 Customer (4 Nov 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (4 Nov 2014 to 14 Aug 2018)
- CF1 Director (4 Nov 2014 to 14 Aug 2018)
- CF10 Compliance Oversight (4 Nov 2014 to 14 Aug 2018)
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- CF21 Investment Adviser (29 Dec 2004 to 4 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.