Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2020)
    • CF30 Customer (9 Jan 2018 to 8 Dec 2019)
  • Argentis Financial Planning Ltd (no longer approved here)

    FRN 624277

    • CF11 Money Laundering Reporting (4 Nov 2014 to 14 Aug 2018)
    • CF30 Customer (4 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Nov 2014 to 14 Aug 2018)
    • CF1 Director (4 Nov 2014 to 14 Aug 2018)
    • CF10 Compliance Oversight (4 Nov 2014 to 14 Aug 2018)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF21 Investment Adviser (29 Dec 2004 to 4 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.