Jonathan David Allen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 22 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2023)
  • Argentis Financial Planning Ltd

    FRN 624277

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 22 Sep 2023)
    • [FCA CF] Client dealing (since 22 Sep 2023)
  • Bartlett Wealth Management Ltd (no longer approved here)

    FRN 114800

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2023)
    • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (14 Sep 2010 to 29 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (22 Jan 2008 to 17 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

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