Joseph Peter Sears

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd

    FRN 419331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 15 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
  • Argentis Financial Planning Ltd

    FRN 624277

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2023)
    • [FCA CF] Client dealing (since 15 Aug 2023)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 30 Jun 2023)
    • [FCA CF] Client dealing (17 Dec 2021 to 30 Jun 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2021)
    • CF30 Customer (29 Aug 2019 to 31 Aug 2021)
  • Tower House Wealth Management Limited (no longer approved here)

    FRN 478521

    • Employed By (29 Aug 2019 to 31 Aug 2021)
  • Streets Financial Consulting Limited (no longer approved here)

    FRN 116445

    • CF30 Customer (18 Oct 2017 to 18 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.