Affinity Financial Awareness Limited

• Principal Place of Business

  Third Foor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

  Web

  https://www.affinityadvise.co.uk

• Complaints Contact

  Third Floor

  5 St Paul's Square

  Liverpool

  L3 9SJ

  UNITED KINGDOM

  Phone

  +448000492011

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tahir Nadeem Hussain

  IRN TNH00006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2020)
  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 27 Mar 2020)
• Tariq Raja

  IRN TXR00026

  • [FCA CF] Functions requiring qualifications (18 Aug 2022 to 15 Oct 2025)
• Thomas Bailey

  IRN TWB00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (14 Jun 2016 to 8 Dec 2019)
• Thomas Burns

  IRN TXB01347

  • CF30 Customer (11 Mar 2011 to 28 Jun 2016)
• Thomas Cozzi

  IRN TXC27610

  • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 18 Apr 2025)
• Thomas David Bates

  IRN TXB01249

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 May 2020)
  • CF30 Customer (10 Jun 2016 to 8 Dec 2019)
• Thomas Spencer Pothecary

  IRN TXP00244

  • [FCA CF] Client dealing (24 Jan 2023 to 30 Sep 2025)
• Timothy James Robinson

  IRN TJR01138

  • [FCA CF] Functions requiring qualifications (24 Jul 2023 to 28 Mar 2024)
• Timothy Richard Rory Stannard

  IRN TRS01070

  • [FCA CF] Functions requiring qualifications (17 Jan 2020 to 27 Mar 2020)
• Tom Fergus Cassidy

  IRN TFC01019

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (25 May 2016 to 8 Dec 2019)

No changes recorded yet.