Thomas Cozzi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Headley Financial Services Limited

    FRN 527443

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
  • Sanctuary Wealth Planning Limited

    FRN 790551

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Apr 2025)
    • [FCA CF] Client dealing (since 23 Apr 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 18 Apr 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 18 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Mar 2021 to 1 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (3 Nov 2020 to 1 Jul 2022)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (11)Employed By (18 Mar 2021 to 1 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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