Thomas Burns

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Bennett Limited

    FRN 795885

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (26 Jun 2017 to 8 Mar 2018)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (11 Mar 2011 to 28 Jun 2016)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (25 Aug 2010 to 31 Jan 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (1 Nov 2007 to 29 Jan 2009)
    • CF22 Investment Adviser (Trainee) (18 Jun 2007 to 31 Oct 2007)
  • Peter Wyper Associates (no longer approved here)

    FRN 408250

    • (1)Employed By (18 Jun 2007 to 29 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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