Affinity Financial Awareness Limited

Date authorised
1 April 2013
Companies House
05246999
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Third Foor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011
    Web
    https://www.affinityadvise.co.uk

  • Complaints Contact

    Third Floor
    5 St Paul's Square
    Liverpool
    L3 9SJ
    UNITED KINGDOM
    Phone
    +448000492011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracey Anne Bromley

    IRN TAB00036

    • CF30 Customer (22 Mar 2017 to 8 Dec 2017)
  • Tracy Jayne Chadwick

    IRN TJC00005

    • CF30 Customer (20 Mar 2013 to 12 Jul 2016)
  • Trevor Mark Lee

    IRN TXL00158

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Sep 2022)
  • Tristan Burd

    IRN TXB01841

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Aug 2020)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Tyra Rafiq

    IRN TXR01203

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Nov 2020)
  • Vivek Vinesh Patel

    IRN VXP00045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2023)
  • Wayne Joseph Duffin

    IRN WJD01025

    • CF30 Customer (9 Dec 2009 to 28 Jun 2016)
  • Wendie Smith

    IRN WJO00001

    • CF30 Customer (2 Jan 2008 to 26 Sep 2008)
  • William Anthony Mewis

    IRN WAM01093

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • William Drillsma

    IRN WXD00011

    • CF30 Customer (13 Mar 2008 to 28 Jun 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.