Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Awareness Limited
FRN 409160
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
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Wealth At Work Limited
FRN 417367
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
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- [FCA CF] Functions requiring qualifications (26 Jul 2021 to 1 Nov 2023)
- [FCA CF] Client dealing (26 Jul 2021 to 1 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
- CF30 Customer (12 May 2016 to 27 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.