Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (26 Jul 2021 to 1 Nov 2023)
    • [FCA CF] Client dealing (26 Jul 2021 to 1 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Aug 2021)
    • CF30 Customer (12 May 2016 to 27 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.