Tracy Jayne Chadwick

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • CF30 Customer (8 Aug 2016 to 8 Dec 2019)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (20 Mar 2013 to 12 Jul 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Jan 2013 to 12 Feb 2013)
  • Bright FS Ltd (no longer approved here)

    FRN 591589

    • Employed By (15 Jan 2013 to 12 Feb 2013)
  • Perennial Financial Management Limited (no longer approved here)

    FRN 402393

    • CF30 Customer (29 Dec 2010 to 5 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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