Wayne Joseph Duffin

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Parkmore Financial Services Limited

    FRN 807598

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (4 Jan 2018 to 29 Feb 2024)
    • CF1 Director (AR) (4 Jan 2018 to 29 Feb 2024)
  • Parkmore Financial Planning Ltd. (no longer approved here)

    FRN 797295

    • Employed By (4 Jan 2018 to 29 Feb 2024)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (9 Aug 2016 to 12 Jan 2018)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (9 Dec 2009 to 28 Jun 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 28 Apr 2009)
    • CF21 Investment Adviser (10 Apr 2002 to 31 Oct 2007)
    • CF27 Investment Management (10 Apr 2002 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.