Vivek Vinesh Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2023)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Aug 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 May 2021 to 14 Jul 2023)
    • CF30 Customer (11 Mar 2021 to 14 Jul 2023)
  • Sapphire Financial Planning Ltd (no longer approved here)

    FRN 736327

    • (3)Employed By (11 Mar 2021 to 14 Jul 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.