Tariq Raja

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHARTWELL FINANCIAL SERVICES LIMITED

    FRN 189602

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 27 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2025)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (18 Aug 2022 to 15 Oct 2025)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (18 Aug 2022 to 15 Oct 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (2 Jul 2021 to 30 Jun 2022)
    • [FCA CF] Functions requiring qualifications (2 Jul 2021 to 30 Jun 2022)
  • Ascot Mortgages Limited (no longer approved here)

    FRN 776062

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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