ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Deborah Marie Esther McKeown

  IRN DMM01135

  • CF22 Investment Adviser (Trainee) (24 Jun 2002 to 31 Jul 2002)
• Deirdre Pauline Ayling

  IRN DPA01032

  • CF22 Investment Adviser (Trainee) (8 Jun 2005 to 1 Jan 2006)
• Denise Elisabeth Thomas

  IRN DET01021

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Feb 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Feb 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 24 Feb 2022)
• Derek Ryan Smith

  IRN DRS01164

  • SMF24 Chief Operations (since 5 Jun 2025)
  • [FCA CF] Manager of certification employee (4 Nov 2024 to 4 Jun 2025)
  • [FCA CF] Significant management (4 Nov 2024 to 4 Jun 2025)
• Diane Fabienne Marie Cote

  IRN DFC01044

  • CF14 Risk Assessment (8 Dec 2005 to 6 Oct 2006)
  • CF10 Compliance Oversight (8 Dec 2005 to 6 Oct 2006)
  • CF15 Internal Audit (20 Oct 2003 to 21 Nov 2005)
• Dominic Marcus David Brockes

  IRN DMB00062

  • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
• Donato Colucci

  IRN DXC00006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Donna Liddle

  IRN DXL00310

  • SMF5 Head of Internal Audit (19 May 2023 to 25 Apr 2024)
  • [FCA CF] Significant management (13 Jun 2022 to 19 May 2023)
• Douglas Jardine Flint

  IRN DJF01114

  • SMF7 Group Entity Senior Manager (since 23 Apr 2020)
• Douglas Richard Barton

  IRN DRS01123

  • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 14 Nov 2002)

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No changes recorded yet.