Douglas Richard Barton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF30 Customer (7 Nov 2013 to 8 Aug 2014)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF30 Customer (21 Jan 2013 to 10 Sep 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Jan 2009 to 24 Jan 2011)
ABERDEEN PLATFORM LIMITED (no longer approved here)
FRN 188796
- CF22 Investment Adviser (Trainee) (14 Nov 2002 to 14 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.