Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (30 Mar 2012 to 22 Aug 2016)
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- CF28 Systems and controls (29 Mar 2012 to 25 Jul 2016)
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- CF1 Director (10 Dec 2010 to 5 Dec 2011)
- CF28 Systems and controls (1 Nov 2007 to 10 Dec 2010)
- CF15 Internal Audit (19 Dec 2006 to 31 Oct 2007)
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- CF1 Director (10 Dec 2010 to 5 Dec 2011)
- CF28 Systems and controls (1 Nov 2007 to 10 Dec 2010)
- CF15 Internal Audit (19 Dec 2006 to 31 Oct 2007)
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- CF28 Systems and controls (17 Aug 2009 to 10 Dec 2010)
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- CF28 Systems and controls (1 Nov 2007 to 10 Dec 2010)
- CF15 Internal Audit (19 Dec 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 10 Dec 2010)
- CF15 Internal Audit (19 Dec 2006 to 31 Oct 2007)
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- CF10 Compliance Oversight (17 Feb 2006 to 6 Oct 2006)
- CF14 Risk Assessment (17 Feb 2006 to 6 Oct 2006)
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- CF14 Risk Assessment (8 Dec 2005 to 6 Oct 2006)
- CF10 Compliance Oversight (8 Dec 2005 to 6 Oct 2006)
- CF15 Internal Audit (20 Oct 2003 to 21 Nov 2005)
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- (18)CF14 Risk Assessment (8 Dec 2005 to 6 Oct 2006)
- (17)CF15 Internal Audit (20 Oct 2003 to 21 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.