Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF10 Compliance Oversight (8 Dec 2005 to 6 Oct 2006)
    • CF14 Risk Assessment (8 Dec 2005 to 6 Oct 2006)
    • CF15 Internal Audit (20 Oct 2003 to 21 Nov 2005)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF10 Compliance Oversight (8 Dec 2005 to 6 Oct 2006)
    • CF14 Risk Assessment (8 Dec 2005 to 6 Oct 2006)
    • CF15 Internal Audit (20 Oct 2003 to 21 Nov 2005)
  • Standard Life Lifetime Mortgages Limited (no longer approved here)

    FRN 310206

    • CF14 Risk Assessment (8 Dec 2005 to 6 Oct 2006)
    • CF15 Internal Audit (31 Oct 2004 to 21 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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