Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (5 Apr 2022 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2022)
- CF30 Customer (1 Aug 2013 to 8 Dec 2019)
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- (1)Employed By (16 Mar 2022 to 31 Dec 2022)
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- CF30 Customer (24 Sep 2009 to 5 Aug 2013)
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- CF22 Investment Adviser (Trainee) (8 Jun 2005 to 1 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.