Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
    • CF2 Non Executive Director (11 Aug 2014 to 8 Dec 2019)
  • Evelyn Partners Investment Services Limited (no longer approved here)

    FRN 131816

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
    • CF2 Non Executive Director (8 Apr 2014 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
    • CF2 Non Executive Director (2 Aug 2016 to 8 Dec 2019)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (31 Aug 2023 to 12 Feb 2025)
  • TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)

    FRN 142989

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
    • CF2 Non Executive Director (2 Aug 2016 to 8 Dec 2019)
    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
    • CF2 Non Executive Director (2 Aug 2016 to 8 Dec 2019)
    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
    • CF2 Non Executive Director (8 Apr 2014 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Material risk taker (1 Oct 2024 to 2 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 31 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.