Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
- CF2 Non Executive Director (11 May 2016 to 8 Dec 2019)
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- [FCA CF] Material risk taker (1 Oct 2024 to 12 Feb 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Sep 2020 to 12 Feb 2025)
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- Director of firm who is not a certification employee or a SMF manager (16 Aug 2021 to 2 Sep 2024)
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- CF4 Partner (17 Feb 2012 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF22 Investment Adviser (Trainee) (12 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.