Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Embark Services Limited
FRN 120820
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
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EBS Pensions Limited
FRN 134908
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
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Halifax Share Dealing Limited
FRN 183332
- SMF10 Chair of the Risk Committee (since 1 Sep 2024)
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Sterling ISA Managers Limited
FRN 191278
- SMF10 Chair of the Risk Committee (since 1 Sep 2024)
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Embark Investment Services Limited
FRN 737356
- SMF10 Chair of the Risk Committee (since 1 Sep 2024)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF10 Chair of the Risk Committee (since 15 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 15 Jul 2024)
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Lloyds Bank General Insurance Limited
FRN 202091
- SMF10 Chair of the Risk Committee (since 15 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 15 Jul 2024)
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St Andrew's Insurance Plc
FRN 202932
- SMF10 Chair of the Risk Committee (since 15 Jul 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2024 to 15 Jul 2024)
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HBOS Investment Fund Managers Limited
FRN 119223
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2024)
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Scottish Widows Unit Trust Managers Limited
FRN 122129
- Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
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