Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2024)
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- SMF18 Other Overall Responsibility (7 Sep 2022 to 30 Jun 2023)
- SMF1 Chief Executive (12 Mar 2020 to 7 Sep 2022)
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- SMF18 Other Overall Responsibility (7 Sep 2022 to 30 Jun 2023)
- SMF1 Chief Executive (10 Dec 2018 to 7 Sep 2022)
- SMF3 Executive Director (10 Dec 2018 to 1 Mar 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 7 Sep 2022)
- CF1 Director (AR) (11 Mar 2017 to 18 May 2018)
- CF3 Chief Executive (AR) (11 Mar 2017 to 18 May 2018)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (28 Mar 2013 to 9 Dec 2018)
- CF3 Chief Executive (28 Mar 2013 to 6 Mar 2016)
- Responsible for Insurance Mediation (28 Mar 2013 to 30 Sep 2018)
- CF10 Compliance Oversight (24 Mar 2010 to 1 Jul 2010)
- CF28 Systems and controls (31 Aug 2009 to 18 Feb 2013)
- CF11 Money Laundering Reporting (31 Aug 2009 to 18 Feb 2013)
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- SMF9 Chair of the Governing Body (17 Nov 2020 to 30 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
- SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2023)
- CF1 Director (15 Dec 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (15 Dec 2016 to 30 Sep 2018)
- CF3 Chief Executive (15 Dec 2016 to 8 Dec 2019)
- CF28 Systems and controls (9 Oct 2012 to 18 Feb 2013)
- CF11 Money Laundering Reporting (18 Apr 2012 to 18 Feb 2013)
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- SMF9 Chair of the Governing Body (18 Mar 2020 to 30 Jun 2023)
- SMF1 Chief Executive (9 Dec 2019 to 30 Jun 2023)
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2023)
- CF1 Director (28 Mar 2013 to 8 Dec 2019)
- CF3 Chief Executive (28 Mar 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (24 Mar 2010 to 1 Jul 2010)
- CF11 Money Laundering Reporting (31 Aug 2009 to 18 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.