Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 19 Dec 2024)
    • SMF16 Compliance Oversight (since 19 Dec 2024)
    • SMF16 Compliance Oversight (since 19 Dec 2024)
    • SMF3 Executive Director (since 19 Dec 2024)
    • SMF16 Compliance Oversight (since 21 Nov 2024)
    • SMF3 Executive Director (since 21 Nov 2024)
  • Midas Underwriting Ltd (no longer approved here)

    FRN 303525

    • SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (5 Mar 2019 to 8 Dec 2019)
  • URIS Group Limited (no longer approved here)

    FRN 307332

    • SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (15 Aug 2019 to 8 Dec 2019)
  • Geo Underwriting Services Limited (no longer approved here)

    FRN 308400

    • SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (3 Aug 2015 to 30 Jan 2017)
  • Advisory Insurance Brokers Limited (no longer approved here)

    FRN 313250

    • CF28 Systems and controls (3 Aug 2015 to 30 Jan 2017)
  • James Hallam Limited (no longer approved here)

    FRN 134435

    • CF10 Compliance Oversight (9 Mar 2004 to 16 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.