Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascent Underwriting LLP
FRN 605637
- SMF27 Partner (since 19 Dec 2024)
- SMF16 Compliance Oversight (since 19 Dec 2024)
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Optio Risk Services Ltd
FRN 697455
- SMF16 Compliance Oversight (since 19 Dec 2024)
- SMF3 Executive Director (since 19 Dec 2024)
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Optio Underwriting Ltd
FRN 954101
- SMF16 Compliance Oversight (since 21 Nov 2024)
- SMF3 Executive Director (since 21 Nov 2024)
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- SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
- SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
- CF28 Systems and controls (5 Mar 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
- SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
- CF28 Systems and controls (15 Aug 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
- SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
- CF28 Systems and controls (3 Aug 2015 to 30 Jan 2017)
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- CF28 Systems and controls (3 Aug 2015 to 30 Jan 2017)
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- CF10 Compliance Oversight (9 Mar 2004 to 16 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.