Ascent Underwriting LLP

Date authorised
4 March 2014
Companies House
OC380469
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascent Underwriting LLP
    1 Minster Court
    London
    City Of London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +442036428250
    Web
    https://www.optiogroup.com

  • Complaints Contact

    Ascent Underwriting LLP
    1 Minster Court
    London
    City Of London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4402036428250

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Leo Midco Limited

    IRN XXL01182

    • SMF27 Partner (9 Dec 2019 to 9 Jun 2021)
    • CF4 Partner (26 Jan 2018 to 8 Dec 2019)
  • . Optio Group Limited

    IRN XXL01181

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Jan 2018 to 8 Dec 2019)
  • Alex Smith

    IRN AXS04746

    • [FCA CF] Significant management (since 4 Feb 2020)
  • Anil Aggarwal

    IRN AXA01325

    • [FCA CF] Significant management (since 29 Oct 2024)
  • Ankur Goenka

    IRN AXG00623

    • [FCA CF] Significant management (since 12 Jun 2024)
  • Asher Smith

    IRN AXS00638

    • [FCA CF] CASS oversight function (21 Sep 2022 to 3 Jul 2023)
  • Ben Wilson

    IRN BXW00221

    • [FCA CF] Significant management (since 13 Feb 2020)
  • Carlos Nunes

    IRN CXN00236

    • [FCA CF] Significant management (since 14 Nov 2024)
  • Christopher George Player Cotterell

    IRN CGC01056

    • CF4 Partner (4 Mar 2014 to 24 Jan 2018)
  • David Michael Robert Umbers

    IRN DMU01005

    • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Feb 2021)
    • CF11 Money Laundering Reporting (14 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Mar 2014 to 24 Jan 2018)
    • CF4 Partner (4 Mar 2014 to 24 Jan 2018)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.