David Michael Robert Umbers

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascent Underwriting LLP (no longer approved here)

    FRN 605637

    • SMF1 Chief Executive (9 Dec 2019 to 9 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Feb 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Feb 2021)
    • CF11 Money Laundering Reporting (14 Jun 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jun 2018 to 8 Dec 2019)
    • CF4 Partner (4 Mar 2014 to 24 Jan 2018)
    • Responsible for Insurance Mediation (4 Mar 2014 to 24 Jan 2018)
  • Optio Risk Services Ltd (no longer approved here)

    FRN 697455

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • CF1 Director (30 Oct 2019 to 8 Dec 2019)
    • CF1 Director (AR) (17 Sep 2019 to 18 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

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