Optio Risk Services Ltd

Date authorised
8 October 2015
Companies House
09440415
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Optio Risk Services Limited
    1 Minster Court
    London
    City Of London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4402036428250
    Web
    https://www.optiogroup.com

  • Complaints Contact

    Optio Risk Services Limited 10th Floor
    1 Minster Court
    London
    City Of London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +442038489083

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Smallshaw

    IRN AJS01752

    • SMF1 Chief Executive (7 Jun 2021 to 3 Mar 2023)
    • Responsible for Insurance Distribution (7 Jun 2021 to 3 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2023)
    • CF1 Director (21 Mar 2017 to 8 Dec 2019)
  • Anil Aggarwal

    IRN AXA01325

    • [FCA CF] Significant management (since 29 Oct 2024)
  • Ankur Goenka

    IRN AXG00623

    • [FCA CF] CASS oversight function (since 12 Jun 2024)
    • [FCA CF] Significant management (since 12 Jun 2024)
  • Asher Smith

    IRN AXS00638

    • [FCA CF] CASS oversight function (21 Sep 2022 to 3 Jul 2023)
  • Carlos Nunes

    IRN CXN00236

    • [FCA CF] Significant management (since 14 Nov 2024)
  • David Michael Robert Umbers

    IRN DMU01005

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2020)
    • CF1 Director (30 Oct 2019 to 8 Dec 2019)
    • CF1 Director (AR) (17 Sep 2019 to 18 Nov 2020)
  • David Peter Robinson

    IRN DPR01085

    • Responsible for Insurance Distribution (19 Apr 2023 to 15 Apr 2024)
    • SMF1 Chief Executive (19 Apr 2023 to 15 Apr 2024)
    • SMF3 Executive Director (19 Apr 2023 to 15 Apr 2024)
  • Deepak Soni

    IRN DXS57340

    • SMF1 Chief Executive (since 5 Oct 2024)
    • Responsible for Insurance Distribution (since 5 Oct 2024)
    • SMF3 Executive Director (since 5 Oct 2024)
  • Gary John Head

    IRN GJH01063

    • Responsible for Insurance Distribution (since 3 Mar 2025)
    • SMF3 Executive Director (since 3 Mar 2025)
  • Insiyah Yakubali Davenport

    IRN IYA01000

    • SMF16 Compliance Oversight (since 19 Dec 2024)
    • SMF3 Executive Director (since 19 Dec 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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