Date authorised
8 October 2015
Companies House
09440415
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Optio Risk Services Limited
    1 Minster Court
    London
    City Of London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +4402036428250
  • Complaints Contact

    Optio Risk Services Limited 10th Floor
    1 Minster Court
    London
    City Of London
    EC3R 7AA
    UNITED KINGDOM
    Phone
    +442038489083

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Eilts

    IRN JXE00364

    • [FCA CF] Significant management (since 14 Nov 2024)
  • John Peter Michael Mawson

    IRN JPM01246

    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2022)
    • CF1 Director (AR) (7 Mar 2016 to 27 Jan 2022)
    • CF1 Director (8 Oct 2015 to 8 Dec 2019)
  • Kevin Francis Cleary

    IRN KFC01015

    • Responsible for Insurance Distribution (18 Apr 2023 to 3 Jul 2024)
    • SMF3 Executive Director (1 Mar 2021 to 3 Jul 2024)
    • CF1 Director (AR) (30 Aug 2019 to 27 Jan 2022)
  • Kevin Maurice Hastings

    IRN KMH01058

    • SMF1 Chief Executive (9 Dec 2019 to 9 Mar 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Mar 2021)
    • CF1 Director (AR) (23 Feb 2016 to 9 Mar 2021)
    • Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
    • CF3 Chief Executive (8 Oct 2015 to 8 Dec 2019)
  • Kristy Amelia Schalisa Agostini

    IRN KXA00322

    • [FCA CF] Significant management (1 Nov 2023 to 29 Jul 2024)
    • [FCA CF] CASS oversight function (1 Nov 2023 to 29 Jul 2024)
  • Manesh Mistry

    IRN MXM20026

    • CF1 Director (AR) (10 Sep 2019 to 15 Oct 2021)
  • Mark Stephen Mugge

    IRN MSM01131

    • SMF3 Executive Director (since 10 Nov 2023)
  • Matthew Kailey Fosh

    IRN MKF01005

    • SMF9 Chair of the Governing Body (since 26 Aug 2021)
  • Matthew West

    IRN MXW00961

    • [FCA CF] Significant management (since 24 Feb 2025)
  • Nick Woodward

    IRN NXW00246

    • [FCA CF] Significant management (11 Jan 2021 to 28 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.